| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Wolfe Patrick | Chief Operating Officer | 2951 28TH STREET, SUITE 1000, SANTA MONICA | /s/ Diana Huffman, as attorney-in-fact | 03 Feb 2026 | 0001767797 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TCPC | Common Stock | Options Exercise | +6,136 | +66% | 15,372 | 30 Jan 2026 | Direct | F1, F2, F3, F4 | ||
| transaction | TCPC | Common Stock | Disposed to Issuer | $31,787 | -6,136 | -40% | $5.18 | 9,236 | 30 Jan 2026 | Direct | F1, F2, F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TCPC | Phantom Shares | Options Exercise | -2,393 | -50% | 2,393 | 30 Jan 2026 | Common Stock | 2,393 | Direct | F2, F3 | |||
| transaction | TCPC | Phantom Shares | Options Exercise | -3,744 | -33% | 7,487 | 30 Jan 2026 | Common Stock | 3,744 | Direct | F2, F4 | |||
| transaction | TCPC | Phantom Shares | Award | $14,400 | +2,780 | $5.18 | 2,780 | 30 Jan 2026 | Common Stock | 2,780 | Direct | F2, F5 |
| Id | Content |
|---|---|
| F1 | Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. |
| F2 | A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. |
| F3 | The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| F4 | The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date. |
| F5 | These phantom shares vest in equal installments on each of the first three anniversaries of the award. |