| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Wilson Martin | General Counsel | C/O ROCKET PHARMACEUTICALS, INC., 9 CEDARBROOK DRIVE, CRANBURY | /s/ Martin Louis Wilson | 10 Nov 2025 | 0001704342 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Common Stock | Award | $0 | +100,000 | +35% | $0.000000 | 385,462 | 03 Nov 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis. |
| F2 | Represent RSUs that convert to common stock on a one-for-one basis. The RSUs will become fully vested on November 3, 2026. |