Neuberger Berman Group LLC - 26 Aug 2025 Form 4 Insider Report for NB Asset-Based Credit Fund

Role
Parent of Inv. Adv. & Sub-Adv., 10%+ Owner
Signature
/s/ Anne Brennan, Chief Financial Officer
Issuer symbol
N/A
Transactions as of
26 Aug 2025
Net transactions value
+$41,260,000
Form type
4
Filing time
10 Sep 2025, 11:33:42 UTC
Previous filing
22 Aug 2025
Next filing
12 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Neuberger Berman Group LLC Parent of Inv. Adv. & Sub-Adv., 10%+ Owner 1290 AVENUE OF THE AMERICAS, NEW YORK /s/ Anne Brennan, Chief Financial Officer 10 Sep 2025 0001465109

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction Common Class of Beneficial Interest, Ins., Shares Purchase $9,000,000 +895,522 +22% $10.05 4,914,874 08 Sep 2025 Direct F1
transaction Common Class of Beneficial Interest, Ins., Shares Purchase $2,100,000 +209,372 +5.5% $10.03 4,019,352 02 Sep 2025 Direct F1
transaction Common Class of Beneficial Interest, Ins., Shares Purchase $30,160,000 +3,009,980 +376% $10.02 3,809,980 28 Aug 2025 Direct F1, F2
holding Common Class of Beneficial Interest, Ins., Shares 10,000 26 Aug 2025 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were acquired in respect of the Reporting Person's prior commitment.
F2 Share amount represents the acquisition of 3,009,980.05 shares at $10.02: (i) 518,962.08 shares on August 26, 2025, (ii) 684,630.74 shares on August 27, 2025 and (iii) 1,806,387.23 shares on August 28, 2025.
F3 On February 21, 2025, in order to comply with Section 14(a) of the Investment Company Act of 1940, as amended, NB Europe Holdings LLC, a subsidiary of Neuberger Berman Group LLC, provided the initial seed investment in the Fund by acquiring 10,000 Institutional Class Shares for $100,000.