Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
ELMS STEVE | Director | C/O AISLING CAPITAL MANAGEMENT LP, 489 FIFTH AVENUE, 10TH FLOOR, NEW YORK | /s/ Steve Elms, by Michael A. Goldstein as Attorney-in-fact | 2025-06-16 | 0001250195 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -9K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 9K | $5.96 | Direct | F7 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -10K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 10K | $5.00 | Direct | F7 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -53.8K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 53.8K | $3.66 | Direct | F7 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -17.5K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 17.5K | $4.91 | Direct | F7 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -30K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 30K | $3.89 | Direct | F8 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -15K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 15K | $2.92 | Direct | F8 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -55K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 55K | $2.35 | Direct | F8 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -53.2K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 53.2K | $1.67 | Direct | F8 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -51.6K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 51.6K | $3.35 | Direct | F8 |
transaction | ADMA | Stock Option (Right to Buy) | Options Exercise | $0 | -37.5K | -100% | $0.00 | 0 | Jun 13, 2025 | Common Stock | 37.5K | $5.40 | Direct | F8 |
Id | Content |
---|---|
F1 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.37 to $22.17, inclusive. The reporting person undertakes to provide to ADMA Biologics, Inc. (the "Issuer"), any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (5). |
F2 | These shares are owned by Aisling Capital II LP ("Aisling"), which is a fund that was established in 2007 with a 10-year life. Mr. Elms is Aisling's designee for nomination to the Board. As a Managing Member of Aisling Capital Partners, LLC ("Aisling Partners"), a control person of Aisling, and as a member of the investment committee of Aisling Capital Partners, LP ("Aisling GP"), Mr. Elms may be deemed to be the beneficial owner of shares of common stock owned of record by Aisling. Mr. Elms disclaims beneficial ownership of Aisling's investment in the Company and Aisling Partners' ownership of the Company's options, except to the extent of his pecuniary interest therein. |
F3 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.39, inclusive. |
F4 | Includes, as of the transaction date, (i) 10,889 RSUs granted on February 19, 2025, which will vest fully on February 19, 2026, subject to the reporting person's continued service as of such vesting date and (ii) 271,190 shares of common stock owned by the reporting person. |
F5 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.02 to $20.40, inclusive. |
F6 | Includes, as of the transaction date, (i) 10,889 RSUs granted on February 19, 2025, which will vest fully on February 19, 2026, subject to the reporting person's continued service as of such vesting date and (ii) 76,441 shares of common stock owned by the reporting person. |
F7 | These options vested in twenty-four equal monthly installments, becoming fully vested on the two year anniversary of the date of grant. |
F8 | These options vested in twelve equal monthly installments, becoming fully vested on the one-year anniversary of the date of grant. |