| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| COHEN RICHARD M | Director | C/O GREAT ELM CAPITAL CORP., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS | /s/ Adam M. Kleinman, attorney-in-fact | 13 Jun 2025 | 0001075891 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GECC | Common Stock | Purchase | $396 | +36 | +0.2% | $11.01 | 18,136 | 13 Jun 2025 | Direct | |
| holding | GECC | Common Stock | 2,612 | 13 Jun 2025 | By Spouse | F1 |
| Id | Content |
|---|---|
| F1 | The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |