Ph.D. Jonathan M. Rothberg - 19 May 2025 Form 4 Insider Report for Quantum-Si Inc (QSI)

Signature
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact.
Issuer symbol
QSI
Transactions as of
19 May 2025
Net transactions value
$0
Form type
4
Filing time
21 May 2025, 16:01:31 UTC
Previous filing
31 Dec 2024
Next filing
17 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ROTHBERG JONATHAN M Director, 10%+ Owner C/O QUANTUM-SI INCORPORATED, 29 BUSINESS PARK DRIVE, BRANFORD /s/ Christian LaPointe, Ph.D., Attorney-in-Fact. 21 May 2025 0001076352

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding QSI Class A Common Stock 2,723,841 19 May 2025 By 2012 JMR Trust Common, LLC F1
holding QSI Class A Common Stock 1,250,000 19 May 2025 By NVR TR, LLC F1
holding QSI Class A Common Stock 1,250,000 19 May 2025 By JNR TR, LLC F1
holding QSI Class A Common Stock 1,250,000 19 May 2025 By GBR TR, LLC F1
holding QSI Class A Common Stock 1,250,000 19 May 2025 By EJR TR, LLC F1
holding QSI Class A Common Stock 2,568,443 19 May 2025 Direct
holding QSI Class A Common Stock 1,250,000 19 May 2025 By JAR TR, LLC F1
holding QSI Class A Common Stock 1,917,067 19 May 2025 By 23rd Century Capital LLC F1
holding QSI Class A Common Stock 273,422 19 May 2025 By Bonnie E Gould Rothberg MD F1
holding QSI Class B Common Stock 17,943,750 19 May 2025 By 4C Holdings I, LLC F1
holding QSI Class B Common Stock 1,993,750 19 May 2025 By 4C Holdings V, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QSI Stock Option (right to buy) Award $0 +126,095 $0.000000 126,095 19 May 2025 Class A Common Stock 126,095 $1.41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
F2 The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.