| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| ROTHBERG JONATHAN M | Director, 10%+ Owner | C/O QUANTUM-SI INCORPORATED, 29 BUSINESS PARK DRIVE, BRANFORD | /s/ Christian LaPointe, Ph.D., Attorney-in-Fact. | 21 May 2025 | 0001076352 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | QSI | Class A Common Stock | 2,723,841 | 19 May 2025 | By 2012 JMR Trust Common, LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 1,250,000 | 19 May 2025 | By NVR TR, LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 1,250,000 | 19 May 2025 | By JNR TR, LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 1,250,000 | 19 May 2025 | By GBR TR, LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 1,250,000 | 19 May 2025 | By EJR TR, LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 2,568,443 | 19 May 2025 | Direct | ||||||
| holding | QSI | Class A Common Stock | 1,250,000 | 19 May 2025 | By JAR TR, LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 1,917,067 | 19 May 2025 | By 23rd Century Capital LLC | F1 | |||||
| holding | QSI | Class A Common Stock | 273,422 | 19 May 2025 | By Bonnie E Gould Rothberg MD | F1 | |||||
| holding | QSI | Class B Common Stock | 17,943,750 | 19 May 2025 | By 4C Holdings I, LLC | F1 | |||||
| holding | QSI | Class B Common Stock | 1,993,750 | 19 May 2025 | By 4C Holdings V, LLC | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | QSI | Stock Option (right to buy) | Award | $0 | +126,095 | $0.000000 | 126,095 | 19 May 2025 | Class A Common Stock | 126,095 | $1.41 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC. |
| F2 | The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date. |