Stephen Denaro - 11 Mar 2025 Form 4/A - Amendment Insider Report for Anteris Technologies Global Corp. (AVR)

Role
Director
Signature
/s/ Stephen Denaro
Issuer symbol
AVR
Transactions as of
11 Mar 2025
Transactions value $
$117,645
Form type
4/A - Amendment
Filing time
21 Mar 2025, 09:30:44 UTC
Date Of Original Report
20 Mar 2025
Previous filing
18 Dec 2024
Next filing
05 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVR Common Stock Options Exercise $118K +16.5K +228.47% $7.13 23.7K 11 Mar 2025 See Footnote F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVR Stock Option Options Exercise $0 -16.5K -100% $0.00 0 11 Mar 2025 Common Stock 16.5K $7.13 See Footnote F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon exercise of Stock Options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. The issuance of CDIs was finalized on March 20, 2025.
F2 Held by Citicorp Nominees Pty Ltd as custodian for Sloane Pty Ltd who is the Trustee for the Denaro Superannuation Fund, for which Mr. Denaro is a beneficiary.
F3 Options are issued in AUD. The equivalent USD exercise price has been translated into USD using the exchange rate of A$1.00 to $0.6367.
F4 The options vested in two equal installments on February 8, 2022 and June 24, 2022.
F5 Held by Sloane Pty Ltd as Trustee for the Denaro Family Trust. The Reporting Person serves as the director and sole shareholder of Sloane Pty Ltd, which Mr. Denaro is deemed to beneficially own.

Remarks:

This amendment is being filed to clarify that the shares of common stock received upon exercise are subject to the restrictions in that certain Lock-Up Agreement executed by the reporting person on November 14, 2024 in connection with Anteris Technologies Global Corp.'s initial public offering.