| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ACMR | Class A Common Stock | Options Exercise | $138,900 | +10,000 | +10% | $13.89 | 110,002 | 06 Feb 2025 | Direct | F1 |
| transaction | ACMR | Class A Common Stock | Options Exercise | $174,986 | +12,598 | +11% | $13.89 | 122,600 | 06 Feb 2025 | Direct | F2 |
| transaction | ACMR | Class A Common Stock | Sale | $519,754 | -22,598 | -18% | $23.00 | 100,002 | 06 Feb 2025 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ACMR | Stock Option | Options Exercise | $0 | -10,000 | -10% | $0.000000 | 90,000 | 06 Feb 2025 | Class A Common Stock | 10,000 | $13.89 | Direct | F1, F4 |
| transaction | ACMR | Stock Option | Options Exercise | $0 | -12,598 | -14% | $0.000000 | 77,402 | 06 Feb 2025 | Class A Common Stock | 12,598 | $13.89 | Direct | F2, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | On February 6, 2025, the reporting person exercised a previously issued stock option to purchase 10,000 shares of Class A Common Stock of the Issuer. |
| F2 | On February 6, 2025, the reporting person exercised a previously issued stock option to purchase 12,598 shares of Class A Common Stock of the Issuer. |
| F3 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2024. |
| F4 | The option will vest and become exercisable as to 25,000 shares on August 09, 2024 and the remaining 75,000 shares will vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date. |
Senior Vice President, Manufacturing of ACM Research (Shanghai), Inc., a subsidiary of the Issuer.