Sotheara Cheav - 06 Feb 2025 Form 4 Insider Report for ACM Research, Inc. (ACMR)

Signature
/s/ Mark McKechnie, Attorney-in-Fact for Sotheara Cheav
Issuer symbol
ACMR
Transactions as of
06 Feb 2025
Net transactions value
-$205,868
Form type
4
Filing time
10 Feb 2025, 16:32:17 UTC
Previous filing
15 Mar 2024
Next filing
26 Aug 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACMR Class A Common Stock Options Exercise $138,900 +10,000 +10% $13.89 110,002 06 Feb 2025 Direct F1
transaction ACMR Class A Common Stock Options Exercise $174,986 +12,598 +11% $13.89 122,600 06 Feb 2025 Direct F2
transaction ACMR Class A Common Stock Sale $519,754 -22,598 -18% $23.00 100,002 06 Feb 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACMR Stock Option Options Exercise $0 -10,000 -10% $0.000000 90,000 06 Feb 2025 Class A Common Stock 10,000 $13.89 Direct F1, F4
transaction ACMR Stock Option Options Exercise $0 -12,598 -14% $0.000000 77,402 06 Feb 2025 Class A Common Stock 12,598 $13.89 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 On February 6, 2025, the reporting person exercised a previously issued stock option to purchase 10,000 shares of Class A Common Stock of the Issuer.
F2 On February 6, 2025, the reporting person exercised a previously issued stock option to purchase 12,598 shares of Class A Common Stock of the Issuer.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2024.
F4 The option will vest and become exercisable as to 25,000 shares on August 09, 2024 and the remaining 75,000 shares will vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.

Remarks:

Senior Vice President, Manufacturing of ACM Research (Shanghai), Inc., a subsidiary of the Issuer.