Jesse Jacobs - 13 Jun 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Dec 2024, 16:05:14 UTC
Prior SEC filing
07 Jun 2024
Next SEC filing
06 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lauren Goldberg, as Attorney-in-Fact for Jesse Jacobs

Key filing fact

Jesse Jacobs filed Form 4 for Funko, Inc. (FNKO) on 30 Dec 2024.

Key facts

  • This page summarizes Jesse Jacobs's Form 4 filing for Funko, Inc. (FNKO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 30 Dec 2024, 16:05.

Change

  • Previous filing in this sequence was filed on 07 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+4,688
Change %
+216%
Price
$0.000000
Shares after
6,863
Date
13 Jun 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,688
Change %
-100%
Price
$0.000000
Shares after
0
Date
13 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,688
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs included on this report were received on June 13, 2023, vested on June 13, 2024 and were settled in shares of Class A Common Stock on June 13, 2024.

Footnote F2

The securities included in this report were granted to the reporting person as compensation for his service on the Issuer's board of directors. Such securities are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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