John Stewart Scott - Dec 9, 2024 Form 4 Insider Report for Innventure, Inc. (INV)

Signature
/s/ Suzanne Niemeyer, Attorney-In-Fact
Stock symbol
INV
Transactions as of
Dec 9, 2024
Transactions value $
$0
Form type
4
Date filed
12/11/2024, 06:45 PM
Previous filing
Oct 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INV Common Stock Award $0 +336K +21.94% $0.00 1.87M Dec 9, 2024 Direct F1
holding INV Common Stock 56.2K Dec 9, 2024 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INV Nonqualified Stock Option (right to buy) Award $0 +164K $0.00 164K Dec 9, 2024 Common Stock 164K $12.20 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.
F2 These shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") are held directly by Innventure1 LLC ("Innventure1"). The Reporting Person is a member of the board of directors of Innventure1 and, as such, shares voting and investment power over the securities held by Innventure1. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934.
F3 The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's Common Stock granted by the Issuer to the Reporting Person on December 9, 2024 pursuant to the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vest and become exercisable on October 2, 2025, or, if earlier, on the same date that the lock-up set forth in the contractual lock-up agreement entered into by the Reporting Person on October 24, 2023 terminates pursuant to its terms, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date.