Haiping Dun - 14 Nov 2024 Form 4 Insider Report for ACM Research, Inc. (ACMR)

Role
Director
Signature
/s/ Mark McKechnie, Attorney-in-Fact for Haiping Dun
Issuer symbol
ACMR
Transactions as of
14 Nov 2024
Net transactions value
-$11.78
Form type
4
Filing time
18 Nov 2024, 16:32:29 UTC
Previous filing
03 Sep 2024
Next filing
26 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACMR Class A Common Stock Options Exercise $17,500 +35,000 +4.6% $0.5000 790,090 14 Nov 2024 Direct F1
transaction ACMR Class A Common Stock Tax liability $17,512 -942 -0.12% $18.59 789,148 14 Nov 2024 Direct F1
holding ACMR Class A Common Stock 100,000 14 Nov 2024 Dun Family GST Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACMR Stock Option Options Exercise $0 -35,000 -58% $0.000000 25,001 14 Nov 2024 Class A Common Stock 35,000 $0.5000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 14, 2024, the reporting person exercised, by net exercise, a previously issued stock option to purchase 35,000 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 942 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on November 13, 2024 of $18.59, and issuing to the reporting person the remaining 34,058 shares of Class A Common Stock.
F2 The option is fully vested and exercisable.