| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ACMR | Class A Common Stock | Sale | -$12.4M | -581K | -17.06% | $21.33 | 2.82M | Oct 4, 2024 | See Footnote | F1, F2, F3 |
| transaction | ACMR | Class A Common Stock | Sale | -$2.6M | -119K | -4.22% | $21.79 | 2.7M | Oct 4, 2024 | See Footnote | F1, F3, F4 |
| transaction | ACMR | Class A Common Stock | Sale | -$4.03M | -173K | -6.4% | $23.32 | 2.53M | Oct 7, 2024 | See Footnote | F1, F3, F5 |
| transaction | ACMR | Class A Common Stock | Sale | -$2.56M | -101K | -3.99% | $25.35 | 2.43M | Oct 7, 2024 | See Footnote | F1, F3, F6 |
| transaction | ACMR | Class A Common Stock | Sale | -$25.4K | -977 | -0.04% | $26.01 | 2.43M | Oct 7, 2024 | See Footnote | F1, F3, F7 |
| transaction | ACMR | Class A Common Stock | Sale | -$1.91M | -90.4K | -3.72% | $21.13 | 2.34M | Oct 8, 2024 | See Footnote | F1, F3, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Shanghai Science and Technology Venture Capital Co., Ltd. ("SSTVC") on June 12, 2024. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.71 to $21.705, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7) and (8) to this Form 4. |
| F3 | These shares are owned by SSTVC. The reporting person is an employee of an affiliate of SSTVC. The reporting person disclaims beneficial ownership of the shares owned by SSTVC except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.71 to $22.10, inclusive. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.91, inclusive. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.005, inclusive. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.02, inclusive. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.51, inclusive. |