Great Elm Group, Inc. - 20 Sep 2024 Form 4/A - Amendment Insider Report for Great Elm Capital Corp. (GECC)

Role
10%+ Owner
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
20 Sep 2024
Net transactions value
-$350,628
Form type
4/A - Amendment
Filing time
25 Sep 2024, 09:22:32 UTC
Date Of Original Report
24 Sep 2024
Previous filing
04 Mar 2024
Next filing
23 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $258,032 -25,573 -1.8% $10.09 1,431,545 20 Sep 2024 Direct F1, F2
transaction GECC Common Stock Other $92,596 -9,177 -0.63% $10.09 1,440,722 24 Sep 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of Great Elm Capital Corp transferred on September 20, 2024 and September 24, 2024 as a result of vested compensation awards granted in prior years.
F2 This amendment is being filed to correct information pertaining to the amount of securities transferred as a result of vested compensation awards granted in prior years.