Alan E. Baratz - 10 Jan 2024 Form 4/A Insider Report for D-Wave Quantum Inc. (QBTS)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A
Accepted by SEC
23 Apr 2024, 16:41:39 UTC
Original report date
16 Jan 2024
Prior SEC filing
01 Nov 2023
Next SEC filing
29 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alan Baratz

Key filing fact

Alan E. Baratz filed Form 4/A for D-Wave Quantum Inc. (QBTS) on 23 Apr 2024.

Key facts

  • This page summarizes Alan E. Baratz's Form 4/A filing for D-Wave Quantum Inc. (QBTS).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Apr 2024, 16:41.

Change

  • Previous filing in this sequence was filed on 01 Nov 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QBTS transaction

Common Stock, par value $0.0001 per share ("Common Stock")

Award

Transaction value
$0
Shares
+101,664
Change %
+4.3%
Price
$0.000000
Shares after
2,439,164
Date
10 Jan 2024
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Due to an inadvertent administrative error, the securities acquired by the Reporting Person on January 10, 2024 were overreported by 5,805 shares. This Form 4/A is being filed to report the correct amount of 101,664 shares acquired by the Reporting Person on such date.

Footnote F2

Includes 1,550,000 shares of unvested restricted stock units: (i) 1,250,000 RSUs granted on October 27, 2022 and vesting as follows: 875,000 on October 27, 2024 and 375,000 on October 27, 2025, and (ii) 300,000 RSUs granted on March 27, 2023 and vesting as follows: 75,000 on March 27, 2024 and the remaining 225,000 will vest quarterly at a rate of 6.25% beginning June 27, 2024.

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