Key facts
- This page summarizes Alan E. Baratz's Form 4 filing for D-Wave Quantum Inc. (QBTS).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 16 Jan 2024, 17:22.
Alan E. Baratz - 10 Jan 2024 Form 4 Insider Report for D-Wave Quantum Inc. (QBTS)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- QBTS
- Reported as of
- 10 Jan 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Jan 2024, 17:22:05 UTC
- Prior SEC filing
- 01 Nov 2023
- Next SEC filing
- 29 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alan Baratz
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alan E. Baratz filed Form 4 for D-Wave Quantum Inc. (QBTS) on 16 Jan 2024.
Change
- Previous filing in this sequence was filed on 01 Nov 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QBTS
transaction
Common Stock, par value $0.0001 per share ("Common Stock")
Award
- Transaction value
- $0
- Shares
- +107,469
- Change %
- +4.6%
- Price
- $0.000000
- Shares after
- 2,444,969
- Date
- 10 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QBTS
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +213,232
- Change %
- Price
- $0.000000
- Shares after
- 213,232
- Date
- 10 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 213,232
- Exercise price
- $0.8460
- Footnotes
- F2
QBTS
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,920,207
- Date
- 10 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,920,207
- Exercise price
- $0.9100
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes 1,550,000 shares of unvested restricted stock units: (i) 1,250,000 RSUs granted on October 27, 2022 and vesting as follows: 875,000 on October 27, 2024 and 375,000 on October 27, 2025, and (ii) 300,000 RSUs granted on March 27, 2023 and vesting as follows: 75,000 on March 27, 2024 and the remaining 225,000 will vest quarterly at a rate of 6.25% beginning June 27, 2024.
Footnote F2
This option has vested and is exercisable as of the grant date as to all 213,232 shares of Common Stock.
Footnote F3
The option has vested and is exercisable as of the grant date as to all 2,920,207 shares of Common Stock.