Dane E. Holmes - Dec 29, 2023 Form 4 Insider Report for KKR & Co. Inc. (KKR)

Role: Chief Administrative Officer
Signature: /s/ Christopher Lee, Attorney-in-fact
Stock symbol: KKR
Transactions as of: Dec 29, 2023
Transactions value $: $0
Form type: 4
Date filed: 1/3/2024, 08:32 PM
Previous filing: Oct 4, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KKR	Restricted Holdings Units	Award	$0	+400K		$0.00	400K	Dec 29, 2023	Common Stock	400K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 400,000 restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, 200,000 of which will vest in six equal installments commencing on October 1, 2024 and then each May 1st from May 1, 2025 through May 1, 2029, subject to continued service through each respective vesting date, and another 200,000 of which are subject to market price and cliff service vesting conditions based on average prices of KKR & Co. Inc. common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service until December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029).
F2	Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.

Content

Represents 400,000 restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, 200,000 of which will vest in six equal installments commencing on October 1, 2024 and then each May 1st from May 1, 2025 through May 1, 2029, subject to continued service through each respective vesting date, and another 200,000 of which are subject to market price and cliff service vesting conditions based on average prices of KKR & Co. Inc. common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service until December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029).

Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.