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Signature
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By: /s/ Jo Chen, as Attorney-in-Fact for Matthew Gline
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Stock symbol
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ROIV
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Transactions as of
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Dec 27, 2023
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Transactions value $
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-$1,345,279
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Form type
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4
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Date filed
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12/29/2023, 09:00 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROIV |
Common Shares |
Options Exercise |
|
+38.5K |
+3.82% |
|
1.04M |
Dec 27, 2023 |
Direct |
F1, F2, F3 |
transaction |
ROIV |
Common Shares |
Tax liability |
-$255K |
-22K |
-2.11% |
$11.58 |
1.02M |
Dec 27, 2023 |
Direct |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROIV |
Capped Value Appreciation Rights |
Options Exercise |
-$545K |
-85.2K |
-7.89% |
$6.40 |
994K |
Dec 27, 2023 |
Common Shares |
38.1K |
|
Direct |
F1, F2, F5, F6 |
transaction |
ROIV |
Capped Value Appreciation Rights |
Options Exercise |
-$545K |
-47.4K |
-2.13% |
$11.50 |
2.18M |
Dec 27, 2023 |
Common Shares |
327 |
|
Direct |
F1, F3, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: