Martin E. Plourd - Dec 11, 2023 Form 4/A Insider Report for COMMUNITY WEST BANCSHARES / (CWBC)

Role
President and CEO, Director
Signature
/s/ Nadia Young for Martin E. Plourd
Stock symbol
CWBC
Transactions as of
Dec 11, 2023
Transactions value $
$0
Form type
4/A
Date filed
12/19/2023, 07:02 PM
Date Of Original Report
Dec 11, 2023
Previous filing
Dec 6, 2023
Next filing
Mar 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWBC Common Stock Gift $0 -1.1K -0.92% $0.00 118K Dec 11, 2023 Direct F1, F9
transaction CWBC Common Stock Gift $0 -1.1K -0.93% $0.00 117K Dec 11, 2023 Direct F2, F9
transaction CWBC Common Stock Gift $0 -100 -0.09% $0.00 117K Dec 11, 2023 Direct F3, F9
transaction CWBC Common Stock Gift $0 -360 -0.31% $0.00 116K Dec 11, 2023 Direct F4, F9
transaction CWBC Common Stock Gift $0 -100 -0.09% $0.00 116K Dec 11, 2023 Direct F5, F9
transaction CWBC Common Stock Gift $0 -200 -0.17% $0.00 116K Dec 11, 2023 Direct F6, F9
transaction CWBC Common Stock Gift $0 -200 -0.17% $0.00 116K Dec 11, 2023 Direct F7, F9
transaction CWBC Common Stock Gift $0 -400 -0.35% $0.00 115K Dec 11, 2023 Direct F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CWBC Stock Option (right to buy) 1.65K Dec 11, 2023 Common Stock 1.65K $6.70 Direct F10
holding CWBC Stock Option (right to buy) 20K Dec 11, 2023 Common Stock 20K $6.70 Direct F11
holding CWBC Stock Option (right to buy) 25K Dec 11, 2023 Common Stock 25K $6.86 Direct F12
holding CWBC Stock Option (right to buy) 20K Dec 11, 2023 Common Stock 20K $10.30 Direct F13
holding CWBC Stock Option (right to buy) 10K Dec 11, 2023 Common Stock 10K $10.99 Direct F14
holding CWBC Stock Option (right to buy) 20K Dec 11, 2023 Common Stock 20K $10.56 Direct F15
holding CWBC Stock Option (right to buy) 20K Dec 11, 2023 Common Stock 20K $10.70 Direct F16
holding CWBC Stock Option (right to buy) 3K Dec 11, 2023 Common Stock 3K $6.71 Direct F17
holding CWBC Stock Option (right to buy) 25K Dec 11, 2023 Common Stock 25K $9.89 Direct F18
holding CWBC Stock Option (right to buy) 20K Dec 11, 2023 Common Stock 20K $12.94 Direct F19
holding CWBC Restricted Stock Award 6K Dec 11, 2023 Common Stock 10K $0.00 Direct F20, F23
holding CWBC Stock Option (right to buy) 10K Dec 11, 2023 Common Stock 10K $14.72 Direct F22
holding CWBC Restricted Stock Award 4.8K Dec 11, 2023 Common Stock 6K $0.00 Direct F21, F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 11, 2023, Martin Plourd gifted and transferred 1,100 directly owned shares of CWBC common stock to Annie Plourd/Tappeiner.
F2 On December 11, 2023, Martin Plourd gifted and transferred 1,100 directly owned shares of CWBC common stock to Audrie Plourd.
F3 On December 11, 2023, Martin Plourd gifted and transferred 100 directly owned shares of CWBC common stock to Mackenzie Nicholas.
F4 On December 11, 2023, Martin Plourd gifted and transferred 335 directly owned shares of CWBC common stock to Chris Plourd.
F5 On December 11, 2023, Martin Plourd gifted and transferred 100 directly owned shares of CWBC common stock to Leslie McNabb.
F6 On December 11, 2023, Martin Plourd gifted and transferred 200 directly owned shares of CWBC common stock to Santa Barbara Cottage Hospital Foundation.
F7 On December 11, 2023, Martin Plourd gifted and transferred 200 directly owned shares of CWBC common stock to Scholarship Foundation of Santa Barbara.
F8 On December 11, 2023, Martin Plourd gifted and transferred 400 directly owned shares of CWBC common stock to Good Shephard Church.
F9 Includes 16,000 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
F10 The option was granted on March 26, 2015, and was originally exercisable for 5,000 shares. The reporting person previously partially exercised the option to acquire 3,350 shares thus, there are 1,650 remaining options shares underlying the option. The remaining portion of the option vests as follows 650 shares on March 26, 2019 and 1000 shares on March 26, 2020.
F11 The option was granted on March 26, 2015 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on March 26 of 2016, 2017, 2018,2019, and 2020.
F12 The option was granted on March 24, 2016 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on March 24 of 2017, 2018, 2019, 2020, and 2021.
F13 The option was granted on February 22, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 22 of 2018, 2019, 2020, 2021, and 2022.
F14 The option was granted on December 20, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 2,000 option shares on December 20 of 2018, 2019, 2020, 2021, and 2022
F15 The option was granted on November 15, 2018 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on November 15 of 2019, 2020, 2021, 2022, and 2023.
F16 The option was granted on February 27, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 27 of 2021, 2022, 2023, 2024, and 2025.
F17 The option was granted on April 29, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 600 option shares on April 29 of 2021, 2022, 2023, 2024, and 2025.
F18 The option was granted on February 25, 2021 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on February 25 of 2022, 2023, 2024, 2025, and 2026.
F19 The option was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 4,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026.
F20 The restricted stock was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026. 2,000 restricted stock shares vested on 11/18/2022. Remaining balance unvested is 8,000.
F21 The restricted stock was granted on November 17, 2022 under CWB 2020 Omnibus Plan and vests over five year as follows: 1,200 option shares on November 17 of 2023, 2024, 2025, 2026, and 2027
F22 The option was granted on November 17, 2022 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 17 of 2023, 2024, 2025, 2026, and 2027.
F23 Not applicable.