Eric Venker - 22 Sep 2023 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Sep 2023, 21:30:49 UTC
Prior SEC filing
12 Sep 2023
Next SEC filing
29 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Jo Chen, as Attorney-in-Fact for Eric Venker

Key filing fact

Eric Venker filed Form 4 for Roivant Sciences Ltd. (ROIV) on 26 Sep 2023.

Key facts

  • This page summarizes Eric Venker's Form 4 filing for Roivant Sciences Ltd. (ROIV).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Sep 2023, 21:30.

Change

  • Previous filing in this sequence was filed on 12 Sep 2023.
  • Current net transaction value: -$167,279.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROIV transaction

Common Shares

Other

Transaction value
$167,279
Shares
-16,416
Change %
-2.7%
Price
$10.19
Shares after
595,397
Date
22 Sep 2023
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.

Footnote F2

The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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