James G. Dinan - Sep 12, 2023 Form 3 Insider Report for NextDecade Corp. (NEXT)

Role
10%+ Owner
Signature
/s/ James G. Dinan
Stock symbol
NEXT
Transactions as of
Sep 12, 2023
Transactions value $
$0
Form type
3
Date filed
9/22/2023, 04:15 PM
Previous filing
Oct 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEXT Common Stock, $ 0.0001 par value 235K Sep 12, 2023 By LP, LLC F1, F3
holding NEXT Common Stock, $ 0.0001 par value 57.1M Sep 12, 2023 See notes F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEXT Series C Warrants Sep 12, 2023 Common Stock, $0.0001 par value 254K See notes F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Issuer common stock owned by entities controlled by the Reporting Person following pro rata distribution in kind by York Select Investors L.P. to its investors for no additional consideration.
F2 Exercisable by holder before 5 p.m. Central Standard time on March 22, 2024, into an equal number of shares of Common Stock, subject to adjustment as specified in the Series C Warrant Agreement. Prior to such date, the Issuer can force mandatory exercise based on a weighted average trading price of shares of Common Stock pursuant to the terms of, including adjustments specified in, the Series C Warrant Agreement.
F3 The Reporting Person is the chairman of York Capital Management Global Advisors, LLC ("YGA") and makes voting and investment decisions on behalf of YGA. YGA is the sole senior managing member of Dinan Management, L.L.C., which is the general partner of each of York Capital Management, L.P., York Credit Opportunities Fund, L.P., York Credit Opportunities Investments Master Fund, L.P., York Multi-Strategy Master Fund, L.P., York Tactical Energy Fund, L.P. and York Tactical Energy Fund PIV-AN, L.P. and may have limited partner or other interests in one or more of the entities described herein.
F4 The Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership of all of the securities for purposes of Section 16 or any other purpose.