Kinnari Patel - Aug 17, 2023 Form 4 Insider Report for ROCKET PHARMACEUTICALS, INC. (RCKT)

Role
President & Chief Operating Officer
Signature
/s/ Martin Wilson, as attorney-in-fact for Kinnari Patel
Stock symbol
RCKT
Transactions as of
Aug 17, 2023
Transactions value $
-$23,733
Form type
4
Date filed
8/21/2023, 04:05 PM
Previous filing
Aug 15, 2023
Next filing
Oct 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKT Common Stock Sale -$23.7K -1.53K -0.7% $15.47 216K Aug 17, 2023 Direct F1
holding RCKT Common Stock 5.68K Aug 17, 2023 By Spouse
holding RCKT Common Stock 98.3K Aug 17, 2023 By Adaptive Technology LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) received by the Reporting Person.
F2 The shares are held indirectly through Adaptive Technology, LLC, a limited liability company that is owned and managed by the reporting person's husband.

Remarks:

President & Chief Operating Officer