Robert H. Lewin - Aug 4, 2023 Form 4 Insider Report for KKR & Co. Inc. (KKR)

Role: Chief Financial Officer
Signature: /s/ Christopher Lee, Attorney-in-fact
Stock symbol: KKR
Transactions as of: Aug 4, 2023
Transactions value $: $0
Form type: 4
Date filed: 8/7/2023, 05:14 PM
Previous filing: May 31, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KKR	Restricted Holdings Units	Award	$0	+500K		$0.00	500K	Aug 4, 2023	Common Stock	500K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited.

Content

Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the Reporting Person's continued service to December 31, 2028, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2028 and December 31, 2029). Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holdings units that have not vested by December 31, 2029 will be forfeited.