Joanna Zabriskie - Aug 1, 2023 Form 4 Insider Report for Home Point Capital Inc. (HMPT)

Role
Director
Signature
/s/ Jean Weng, by Power of Attorney
Stock symbol
HMPT
Transactions as of
Aug 1, 2023
Transactions value $
$0
Form type
4
Date filed
8/1/2023, 04:06 PM
Previous filing
Feb 11, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMPT Restricted Stock Units Disposed to Issuer -26.4K -100% 0 Aug 1, 2023 Common Stock 26.4K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Joanna Zabriskie is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc. (the "Merger Agreement").
F2 Pursuant to the Merger Agreement, each of these restricted stock units was automatically vested and cancelled in exchange for a lump sum cash payment of $2.33.
F3 The reported securities were Issuer's restricted stock units that were already vested on the date of the first regularly scheduled meeting of the stockholders of the Issuer in fiscal year 2023 but for which the reporting person previously elected deferred settlement.