William Andrew Newman - 01 Aug 2023 Form 4 Insider Report for Home Point Capital Inc.

Role: President, CEO and PFO, Director
Signature: /s/ Jean Weng, by Power of Attorney
Issuer symbol: N/A
Transactions as of: 01 Aug 2023
Net transactions value: $0
Form type: 4
Filing time: 01 Aug 2023, 16:06:08 UTC
Previous filing: 17 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMPT	Common Stock	Disposed to Issuer		-1,022,138	-100%		0	01 Aug 2023	By Revocable Trust	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMPT	Stock Option (right to buy)	Disposed to Issuer		-1,011,137	-100%		0	01 Aug 2023	Common Stock	1,011,137	$1.77	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

William Andrew Newman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc. (the "Merger Agreement"), each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.
F2	Pursuant to the Merger Agreement, each of these stock options was cancelled in exchange for a lump sum cash payment equal to the spread between the per share exercise price and $2.33.