Trident VI, L.P. - Aug 1, 2023 Form 4 Insider Report for Home Point Capital Inc. (HMPT)

Role
10%+ Owner
Signature
TRIDENT VI, L.P., By: Trident Capital VI, L.P., its general partner, By: DW Trident VI, LLC, its general partner, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco Title: Vice President
Stock symbol
HMPT
Transactions as of
Aug 1, 2023
Transactions value $
$0
Form type
4
Date filed
8/1/2023, 04:05 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMPT Common Stock Disposed to Issuer -68.9M -100% 0 Aug 1, 2023 See Footnotes F1, F2, F6, F7
transaction HMPT Common Stock Disposed to Issuer -53.9M -100% 0 Aug 1, 2023 See Footnotes F1, F3, F6, F7
transaction HMPT Common Stock Disposed to Issuer -1.14M -100% 0 Aug 1, 2023 See Footnotes F1, F4, F6, F7
transaction HMPT Common Stock Disposed to Issuer -3.83M -100% 0 Aug 1, 2023 See Footnotes F1, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Trident VI, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.
F2 Reflects securities held directly by Trident VI, L.P.
F3 Reflects securities held directly by Trident VI Parallel Fund, L.P.
F4 Reflects securities held directly by Trident VI DE Parallel Fund, L.P.
F5 Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").
F6 The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.
F7 Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.