Eric Venker - 25 Jul 2023 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Jul 2023, 21:30:24 UTC
Prior SEC filing
24 Jul 2023
Next SEC filing
02 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jo Chen, as Attorney-in-Fact for Eric Venker

Key filing fact

Eric Venker filed Form 4 for Roivant Sciences Ltd. (ROIV) on 27 Jul 2023.

Key facts

  • This page summarizes Eric Venker's Form 4 filing for Roivant Sciences Ltd. (ROIV).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 27 Jul 2023, 21:30.

Change

  • Previous filing in this sequence was filed on 24 Jul 2023.
  • Current net transaction value: -$886,506.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROIV transaction

Common Shares

Options Exercise

Transaction value
$109,124
Shares
+28,344
Change %
+4.5%
Price
$3.85
Shares after
656,262
Date
25 Jul 2023
Ownership
Direct
ROIV transaction

Common Shares

Sale

Transaction value
$307,816
Shares
-28,344
Change %
-4.3%
Price
$10.86
Shares after
627,918
Date
25 Jul 2023
Ownership
Direct
Footnotes
F1
ROIV transaction

Common Shares

Options Exercise

Transaction value
$283,237
Shares
+73,568
Change %
+12%
Price
$3.85
Shares after
701,486
Date
26 Jul 2023
Ownership
Direct
ROIV transaction

Common Shares

Sale

Transaction value
$802,627
Shares
-73,568
Change %
-10%
Price
$10.91
Shares after
627,918
Date
26 Jul 2023
Ownership
Direct
Footnotes
F1
ROIV transaction

Common Shares

Options Exercise

Transaction value
$90,945
Shares
+23,622
Change %
+3.8%
Price
$3.85
Shares after
651,540
Date
27 Jul 2023
Ownership
Direct
ROIV transaction

Common Shares

Sale

Transaction value
$259,370
Shares
-23,622
Change %
-3.6%
Price
$10.98
Shares after
627,918
Date
27 Jul 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROIV transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-28,344
Change %
-0.19%
Price
$0.000000
Shares after
14,920,374
Date
25 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
28,344
Exercise price
$3.85
Footnotes
F2
ROIV transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-73,568
Change %
-0.49%
Price
$0.000000
Shares after
14,846,806
Date
26 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
73,568
Exercise price
$3.85
Footnotes
F2
ROIV transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-23,622
Change %
-0.16%
Price
$0.000000
Shares after
14,823,184
Date
27 Jul 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
23,622
Exercise price
$3.85
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

Footnote F2

Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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