Stonepeak GP Investors Holdings LP - 26 Jun 2023 Form 3 Insider Report for AKUMIN INC.

Role
Other*, 10%+ Owner
Signature
See Exhibit 99.1
Issuer symbol
N/A
Transactions as of
26 Jun 2023
Net transactions value
$0
Form type
3
Filing time
06 Jul 2023, 21:55:36 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKU Common Shares 3,500,000 26 Jun 2023 See Footnotes F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AKU Warrants (right to buy) 26 Jun 2023 Common Shares 17,114,093 $2.98 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Common Shares and Warrants are owned directly by Stonepeak Magnet Holdings LP ("Stonepeak Magnet"). Stonepeak Associates IV LLC is the sole general partner of Stonepeak Magnet. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Holdings LP is the managing member of Stonepeak GP Investors IV LLC. Stonepeak GP Investors Upper Holdings LP is the general partner of Stonepeak GP Investors Holdings LP. Stonepeak GP Investors Holdings Manager LLC is the general partner of Stonepeak GP Investors Upper Holdings LP. Mr. Michael B. Dorrell is the sole member of Stonepeak GP Investors Holdings Manager LLC. . Mr. Michael B. Dorrell is the Chairman, Chief Executive Officer, co-founder and sole member of Stonepeak GP Investors Holdings Manager LLC.
F2 These Warrants are currently exercisable.
F3 Each of Stonepeak Magnet, Stonepeak Associates IV LLC, Stonepeak GP Investors IV LLC, and Mr. Dorrell previously reported their beneficial ownership of the securities reported herein.

Remarks:

Exhibit 99.1: Additional Signatures. Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed to be a director-by-deputization by virtue of Stonepeak Magnet's contractual right to, based on its current ownership, designate a representative for election to the board of directors of the Issuer (the "Board"). James Wyper, Senior Managing Director with Stonepeak Infrastructure Partners, serves as the Board representative of Stonepeak Magnet.