Gotham Makker - Jun 22, 2023 Form 4 Insider Report for ROCKET PHARMACEUTICALS, INC. (RCKT)

Role
Director
Signature
/s/ Martin Wilson, as attorney-in-fact
Stock symbol
RCKT
Transactions as of
Jun 22, 2023
Transactions value $
$40,007
Form type
4
Date filed
6/26/2023, 07:47 PM
Previous filing
Jun 15, 2022
Next filing
Oct 2, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKT Stock Option (Right to Buy) Award $0 +25.9K $0.00 25.9K Jun 22, 2023 Common Stock 25.9K $21.56 Direct F1
transaction RCKT Stock Option (Right to Buy) Award $40K +2.87K $13.93 2.87K Jun 22, 2023 Common Stock 2.87K $21.56 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option represents a right to purchase a total of 25,850 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 22, 2024.
F2 This option represents a right to purchase a total of 2,872 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 22, 2024. This option was issued to the Reporting Person in lieu of director retainer fees of $40,000.