Genting Berhad - Jun 20, 2023 Form 4 Insider Report for Celularity Inc (CELU)

Role
10%+ Owner
Signature
Genting Berhad By: /s/ Loh Bee Hong, Elaine, Company Secretary
Stock symbol
CELU
Transactions as of
Jun 20, 2023
Transactions value $
$375,000
Form type
4
Date filed
6/22/2023, 04:32 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELU Warrants (Right to Buy) Purchase $375K +3M $0.13 3M Jun 20, 2023 Class A Common Stock 3M $0.81 By Resorts World Inc Pte. Ltd. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These warrants are directly held by Resorts World Inc Pte. Ltd. ("RWI"). Genting Berhad, a public company listed on the Malaysian stock exchange, indirectly holds 50% of RWI with the balance 50% indirectly held by Lim Kok Thay, who serves as a director on the Issuer's board of directors. Mr. Lim is also an indirect beneficial owner of the largest shareholder of Genting Berhad, where he serves as Chief Executive and Chairman of the Board. Mr. Lim separately files section 16 reports. Genting Berhad disclaims beneficial ownership over the reported securities except to the extent of its pecuniary interest therein.