Key facts
- This page summarizes Jesse Jacobs's Form 4 filing for Funko, Inc. (FNKO).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 15 Jun 2023, 18:49.
Jesse Jacobs - 13 Jun 2023 Form 4 Insider Report for Funko, Inc. (FNKO)
- Reporting relationship
- Director
- Issuer ticker
- FNKO
- Reported as of
- 13 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Jun 2023, 18:49:34 UTC
- Prior SEC filing
- 26 May 2023
- Next SEC filing
- 07 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lauren Goldberg, as Attorney-in-Fact for Jesse Jacobs
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jesse Jacobs filed Form 4 for Funko, Inc. (FNKO) on 15 Jun 2023.
Change
- Previous filing in this sequence was filed on 26 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FNKO
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +4,688
- Change %
- Price
- $0.000000
- Shares after
- 4,688
- Date
- 13 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,688
- Exercise price
- Footnotes
- F1, F2
FNKO
transaction
Derivative
Option to Purchase Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +11,700
- Change %
- Price
- $0.000000
- Shares after
- 11,700
- Date
- 13 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 11,700
- Exercise price
- $13.05
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 13, 2024, subject to the reporting person's continued service with the Issuer through the vesting date.
Footnote F2
The reporting person was granted 4,688 restricted stock units and 11,700 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Footnote F3
The options will vest and become exercisable on June 13, 2024, subject to the reporting person's continued service with the Issuer through the vesting date.