Jesse Jacobs - 19 May 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 May 2023, 21:33:14 UTC
Prior SEC filing
23 May 2023
Next SEC filing
26 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jesse Jacobs

Key filing fact

Jesse Jacobs filed Form 4 for Funko, Inc. (FNKO) on 23 May 2023.

Key facts

  • This page summarizes Jesse Jacobs's Form 4 filing for Funko, Inc. (FNKO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 May 2023, 21:33.

Change

  • Previous filing in this sequence was filed on 23 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+95
Change %
Price
$0.000000
Shares after
95
Date
19 May 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-95
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 May 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
95
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to the reporting person on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by the reporting person for the benefit of TCG.

Footnote F2

The reporting person was granted 95 RSUs as compensation for his service on the Issuer's board of directors and were held by the reporting person for the benefit of TCG. Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .