Mark Kuperschmid - 12 May 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
Director
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
12 May 2023
Net transactions value
+$40,077
Form type
4
Filing time
16 May 2023, 20:39:52 UTC
Previous filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Purchase $16,020 +2,000 +17% $8.01 13,972 12 May 2023 By Benmark Investments LLC F1
transaction GECC Common Stock Purchase $2,403 +300 $8.01 300 12 May 2023 Direct
transaction GECC Common Stock Purchase $21,654 +2,700 +900% $8.02 3,000 12 May 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.