Jeffry R. Keyes - 15 May 2023 Form 4 Insider Report for Quantum-Si Inc (QSI)

Role
Chief Financial Officer
Signature
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
Issuer symbol
QSI
Transactions as of
15 May 2023
Net transactions value
$0
Form type
4
Filing time
16 May 2023, 16:58:52 UTC
Previous filing
09 Mar 2022
Next filing
12 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QSI Stock Option (right to buy) Award $0 +1,000,000 $0.000000 1,000,000 15 May 2023 Class A Common Stock 1,000,000 $1.42 Direct F1
transaction QSI Stock Option (right to buy) Award $0 +500,000 $0.000000 500,000 15 May 2023 Class A Common Stock 500,000 $1.42 Direct F2
transaction QSI Stock Option (right to buy) Award $0 +500,000 $0.000000 500,000 15 May 2023 Class A Common Stock 500,000 $1.42 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying this option vest as to 25% on June 30, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Mr. Keyes' continued service through the applicable vesting date.
F2 The shares underlying this option vest in full if within one year of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date.
F3 The shares underlying this option vest in full if within three years of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date.