JOHN S. FORLINES - 04 May 2023 Form 4 Insider Report for Home Point Capital Inc.

Signature
/s/ Jean Weng, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
04 May 2023
Net transactions value
$0
Form type
4
Filing time
08 May 2023, 17:01:28 UTC
Previous filing
14 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMPT Common Stock Options Exercise $0 +35,310 +135% $0.000000 61,490 04 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMPT Restricted Stock Units Options Exercise $0 -35,310 -38% $0.000000 57,298 04 May 2023 Common Stock 35,310 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.
F2 Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.
F3 52,966 RSUs were granted on May 4, 2021, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of May 4, 2021 and one-third of the grant vesting on each of the subsequent anniversaries of such date.