Daniel J. Hennessy - Mar 27, 2023 Form 4 Insider Report for Hennessy Capital Investment Corp. VI (HCVI)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Daniel J. Hennessy
Stock symbol
HCVI
Transactions as of
Mar 27, 2023
Transactions value $
$3,625,000
Form type
4
Date filed
3/31/2023, 04:30 PM
Previous filing
Sep 28, 2021
Next filing
Apr 28, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCVI Class B Common Stock Purchase $3.63M +25K +0.22% $145.00* 11.2M Mar 27, 2023 Class A Common Stock 25K See footnote. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the registrant's registration statement on Form S-1 (File No. 333-254062) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2 Adjusted to reflect the forfeiture of 135,682 shares of Class B common stock on November 17, 2021, upon the expiration of the underwriters' over-allotment option, which was partially exercised in connection with the registrant's initial public offering.
F3 These shares of Class B common stock are held by Hennessy Capital Partners VI LLC ("HCP"). Daniel J. Hennessy, the Chairman of the Board and Chief Executive Officer of the registrant, is the sole managing member of Hennessy Capital Group LLC, a co-managing member of HCP. Mr. Hennessy has shared voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. Mr. Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.