Greg Ethridge - 27 Mar 2023 Form 4 Insider Report for Hennessy Capital Investment Corp. VI (HCVI)

Role
PRESIDENT AND COO, Director, 10%+ Owner
Signature
/s/ Gregory D. Ethridge
Issuer symbol
HCVI
Transactions as of
27 Mar 2023
Net transactions value
+$3,625,000
Form type
4
Filing time
31 Mar 2023, 16:30:52 UTC
Previous filing
14 Jul 2022
Next filing
05 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCVI Class B Common Stock Purchase $3,625,000 +25,000 +0.22% $145.00* 11,239,318 27 Mar 2023 Class A Common Stock 25,000 See footnote. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the registrant's registration statement on Form S-1 (File No. 333-254062) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2 Adjusted to reflect the forfeiture of 135,682 shares of Class B common stock on November 17, 2021, upon the expiration of the underwriters' over-allotment option, which was partially exercised in connection with the registrant's initial public offering.
F3 These shares of Class B common stock are held by Hennessy Capital Partners VI LLC ("HCP"). Gregory D. Ethridge, the President and Chief Operating Officer and a director of the registrant, is a co-managing member of HCP. Mr. Ethridge has shared voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. Mr. Ethridge disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.