Ted Yednock - 16 Mar 2023 Form 3 Insider Report for Annexon, Inc. (ANNX)

Role
EVP & Chief Innovation Officer
Signature
/s/ Jennifer Lew, as Attorney-in-Fact for Ted Yednock
Issuer symbol
ANNX
Transactions as of
16 Mar 2023
Net transactions value
$0
Form type
3
Filing time
27 Mar 2023, 17:44:29 UTC
Previous filing
15 Sep 2021
Next filing
23 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ANNX Common Stock 38,942 16 Mar 2023 Direct F1
holding ANNX Common Stock 21,000 16 Mar 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 10,615 $1.41 Direct F2
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 46,439 $1.85 Direct F2
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 67,939 $5.11 Direct F2
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 192,962 $13.30 Direct F3
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 115,000 $30.07 Direct F4
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 100,000 $6.94 Direct F5
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 75,000 $3.91 Direct F6
holding ANNX Stock Option (Right to Buy) 16 Mar 2023 Common Stock 77,050 $5.94 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 36,684 restricted stock units.
F2 The shares subject to the option vest are fully vested and exercisable.
F3 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 29, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F4 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 25, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F5 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F6 1/36th of the shares subject to the option vest on each monthly anniversary measured from July 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.
F7 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 16, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Remarks:

Exhibit 24.1 - Power of Attorney