Serge Saxonov - Mar 21, 2023 Form 4 Insider Report for 10x Genomics, Inc. (TXG)

Role
Chief Executive Officer, Director
Signature
/s/ Eric S. Whitaker, as Attorney-in-Fact for Serge Saxonov
Stock symbol
TXG
Transactions as of
Mar 21, 2023
Transactions value $
$0
Form type
4
Date filed
3/23/2023, 06:25 PM
Previous filing
Mar 16, 2023
Next filing
Apr 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TXG Class A Common Stock Award $0 +36.4K +4.21% $0.00 900K Mar 21, 2023 Direct F1
holding TXG Class A Common Stock 870 Mar 21, 2023 See footnote F2
holding TXG Class A Common Stock 183K Mar 21, 2023 See footnote F3
holding TXG Class A Common Stock 16.3K Mar 21, 2023 See footnote F4
holding TXG Class A Common Stock 487 Mar 21, 2023 See footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TXG Stock Option (right to buy) Award $0 +72.8K $0.00 72.8K Mar 21, 2023 Class A Common Stock 72.8K $50.10 Direct F6
transaction TXG Performance - based Restricted Stock Units Award $0 +72.8K $0.00 72.8K Mar 21, 2023 Class A Common Stock 72.8K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.
F2 The shares are held by the Sirius Trust, for which the Reporting Person serves as trustee.
F3 The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
F4 The shares are held by the Y/S Pot Trust, for which the Reporting Person serves as trustee.
F5 The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.
F6 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a service provider through each such date.
F7 Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.