James Noone - Mar 8, 2023 Form 4 Insider Report for Finwise Bancorp (FINW)

Role
Officer
Signature
/s/ James Noone
Stock symbol
FINW
Transactions as of
Mar 8, 2023
Transactions value $
$28,440
Form type
4
Date filed
3/10/2023, 05:20 PM
Previous filing
Jun 13, 2022
Next filing
Apr 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FINW Common Stock, par value $0.001 per share Options Exercise $28.4K +12K +5.35% $2.37* 236K Mar 8, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FINW Stock Option (right to buy) Options Exercise $0 -12K -100% $0.00* 0 Mar 8, 2023 Common Stock 12K $2.37 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option, representing a right to purchase a total of 60,000 shares, vested and became exercisable in five equal annual installments beginning on February 5, 2019, which was the first anniversary of the date on which the option was granted.

Remarks:

Relationship of Reporting Person(s) to Issuer: Chief Strategy Officer & Chief Credit Officer and Executive Vice President of FinWise Bank, a wholly owned subsidiary of FinWise Bancorp.