Matthew D. Kaplan - 07 Mar 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
CEO and President
Signature
/s/ Adam M. Kleinman, Attorney-in-Fact
Issuer symbol
GECC
Transactions as of
07 Mar 2023
Net transactions value
+$82,453
Form type
4
Filing time
09 Mar 2023, 20:28:27 UTC
Previous filing
17 Jun 2022
Next filing
14 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Purchase $45,833 +5,020 +251% $9.13 7,020 07 Mar 2023 Direct F1
transaction GECC Common Stock Purchase $20,821 +2,201 +31% $9.46 9,221 08 Mar 2023 Direct F2
transaction GECC Common Stock Purchase $15,799 +1,679 +18% $9.41 10,900 09 Mar 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.15, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.50, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.48, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.