Paloma Partners Management Co - Feb 21, 2023 Form 4 Insider Report for EATON VANCE LTD DURATION INCOME FUND (EVV)

Role
10%+ Owner
Signature
Paloma Partners Management Company, By: /s/ Douglas W. Ambrose, Executive Vice President
Stock symbol
EVV
Transactions as of
Feb 21, 2023
Transactions value $
-$22,011,000
Form type
4
Date filed
2/23/2023, 03:32 PM
Previous filing
Apr 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVV Series A Auction Preferred Shares Sale -$4.22M -194 -100% $21,750.00* 0 Feb 21, 2023 See Explanation of Responses F1, F2
transaction EVV Series B Auction Preferred Shares Sale -$3.57M -164 -100% $21,750.00* 0 Feb 21, 2023 See Explanation of Responses F1, F2
transaction EVV Series C Auction Preferred Shares Sale -$7.96M -366 -100% $21,750.00* 0 Feb 21, 2023 See Explanation of Responses F1, F2
transaction EVV Series D Auction Preferred Shares Sale -$3.35M -154 -100% $21,750.00* 0 Feb 21, 2023 See Explanation of Responses F1, F2
transaction EVV Series E Auction Preferred Shares Sale -$2.91M -134 -100% $21,750.00* 0 Feb 21, 2023 See Explanation of Responses F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Paloma Partners Management Co is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company.
F2 Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.