Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AMC | AMC Preferred Equity Units | Sale | -$2.36M | -977K | -0.39% | $2.41 | 249M | Feb 14, 2023 | See Footnotes | F1, F2, F3, F4 |
transaction | AMC | AMC Preferred Equity Units | Sale | -$1.17M | -489K | -0.2% | $2.40 | 248M | Feb 14, 2023 | See Footnotes | F1, F2, F3, F4 |
transaction | AMC | AMC Preferred Equity Units | Sale | -$1.17M | -489K | -0.2% | $2.39 | 248M | Feb 14, 2023 | See Footnotes | F1, F2, F3, F4 |
transaction | AMC | AMC Preferred Equity Units | Sale | -$7.12M | -2.97M | -1.2% | $2.40 | 245M | Feb 14, 2023 | See Footnotes | F1, F2, F3, F4 |
transaction | AMC | AMC Preferred Equity Units | Sale | -$41M | -16.7M | -6.81% | $2.46 | 228M | Feb 15, 2023 | See Footnotes | F1, F2, F3, F4 |
transaction | AMC | AMC Preferred Equity Units | Sale | -$2.16M | -880K | -0.39% | $2.46 | 227M | Feb 15, 2023 | See Footnotes | F1, F2, F3, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AMC | Total Return Swap | Sale | -$2.24M | -500K | -25% | $4.47 | 1.5M | Feb 14, 2023 | Class A Common Stock | 50K | See Footnotes | F1, F2, F3, F4, F5 | |
transaction | AMC | Total Return Swap | Sale | -$462K | -100K | -6.67% | $4.62 | 1.4M | Feb 15, 2023 | Class A Common Stock | 100K | See Footnotes | F1, F2, F3, F4, F5 | |
transaction | AMC | Total Return Swap | Sale | -$1.56M | -317K | -22.62% | $4.93 | 1.08M | Feb 15, 2023 | Class A Common Stock | 12.1K | See Footnotes | F1, F2, F3, F4, F5 | |
transaction | AMC | Total Return Swap | Sale | -$105K | -20K | -2.21% | $5.24 | 883K | Feb 16, 2023 | Class A Common Stock | 200K | See Footnotes | F1, F2, F3, F4, F5 | |
transaction | AMC | Total Return Swap | Sale | -$440K | -83.3K | -9.43% | $5.28 | 800K | Feb 16, 2023 | Class A Common Stock | 83.3K | See Footnotes | F1, F2, F3, F4, F5 |
Id | Content |
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F1 | This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). |
F2 | Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. |
F3 | The securities are held directly by Antara Master Fund. |
F4 | This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F5 | Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. |