Mark Elbaum - Feb 10, 2023 Form 4 Insider Report for Home Point Capital Inc. (HMPT)

Role: Chief Financial Officer
Signature: /s/ Jean Weng, Attorney-in-Fact
Stock symbol: HMPT
Transactions as of: Feb 10, 2023
Transactions value $: -$11,411
Form type: 4
Date filed: 2/14/2023, 04:18 PM
Previous filing: May 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HMPT	Common Stock	Options Exercise	$0	+11K	+115.22%	$0.00	20.5K	Feb 10, 2023	Direct	F1
transaction	HMPT	Common Stock	Tax liability	-$11.4K	-5.73K	-27.92%	$1.99	14.8K	Feb 10, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HMPT	Restricted Stock Units	Options Exercise	$0	-11K	-16.1%	$0.00	57.3K	Feb 10, 2023	Common Stock	11K		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents settlement of restricted stock units ("RSUs") through the issuance of one share of the Issuer's common stock for each vested RSU.
F2	Shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding requirement upon vesting of the RSUs. No shares of the Issuer's common stock were sold as part of this transaction.
F3	Each RSU represents a conditional right to receive one share of the Issuer's common stock. The RSUs will be settled in the Issuer's common stock or cash (or a combination thereof) at the discretion of the Issuer.
F4	32,981 RSUs were granted on February 10, 2022, which vest over three years, with one-third of the grant vesting based on continued service through the first anniversary of February 10, 2022 and one-third of the grant vesting on each of the subsequent anniversaries of such date.