Joseph Y. Bae - 31 Dec 2022 Form 5 Insider Report for KKR & Co. Inc. (KKR)

Role
Co-Chief Executive Officer, Director
Signature
/s/ Christopher Lee, Attorney-in-fact
Issuer symbol
KKR
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
13 Feb 2023, 17:15:25 UTC
Previous filing
04 Oct 2022
Next filing
16 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KKR Common Stock Gift $0 -350,000 -100% $0.000000* 0 30 Nov 2022 See footnote F1
holding KKR Common Stock 4,250,363 31 Dec 2022 Direct F2
holding KKR Common Stock 10,018,550 31 Dec 2022 See footnote F3
holding KKR Common Stock 384,257 31 Dec 2022 By Trust
holding KKR Common Stock 7,166 31 Dec 2022 By Limited Liability Company
holding KKR Common Stock 3,670,734 31 Dec 2022 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 reports the donation of 350,000 shares of common stock of KKR & Co. Inc. (the "Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations.
F2 Reflects a transfer by the Reporting Person of 1,916,349 shares of Common Stock into a trust for estate planning purposes.
F3 These shares of Common Stock are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.