George R. Roberts - Dec 31, 2022 Form 5 Insider Report for KKR & Co. Inc. (KKR)

Role
Co-Executive Chairman, Director, 10%+ Owner
Signature
/s/ Christopher Lee, Attorney-in-fact
Stock symbol
KKR
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 05:15 PM
Previous filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KKR Common Stock Gift $0 -600K -30% $0.00 1.4M Nov 22, 2022 See footnote F1
holding KKR Common Stock 83.4M Dec 31, 2022 See footnote F2
holding KKR Common Stock 1.04M Dec 31, 2022 See footnote F3
holding KKR Common Stock 258K Dec 31, 2022 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 reports the donation of 600,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 1,400,000 shares of common stock for future donations.
F2 These securities are held in a trust revocable by the Reporting Person during his life. The Reporting Person is the sole beneficiary and the sole trustee of this trust.
F3 These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
F4 These securities are held in a corporation owned by the Reporting Person and of which the Reporting Person is the president.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.