George R. Roberts - 31 Dec 2022 Form 5 Insider Report for KKR & Co. Inc. (KKR)

Role
Co-Executive Chairman, Director, 10%+ Owner
Signature
/s/ Christopher Lee, Attorney-in-fact
Issuer symbol
KKR
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
13 Feb 2023, 17:15:14 UTC
Previous filing
31 May 2022
Next filing
16 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KKR Common Stock Gift $0 -600,000 -30% $0.000000 1,400,000 22 Nov 2022 See footnote F1
holding KKR Common Stock 83,361,978 31 Dec 2022 See footnote F2
holding KKR Common Stock 1,043,242 31 Dec 2022 See footnote F3
holding KKR Common Stock 257,635 31 Dec 2022 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 reports the donation of 600,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 1,400,000 shares of common stock for future donations.
F2 These securities are held in a trust revocable by the Reporting Person during his life. The Reporting Person is the sole beneficiary and the sole trustee of this trust.
F3 These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
F4 These securities are held in a corporation owned by the Reporting Person and of which the Reporting Person is the president.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.