Jeremy Hitchcock - Dec 31, 2022 Form 5 Insider Report for MINIM, INC. (MINM)

Role
Director, 10%+ Owner
Signature
/s/ Jeremy P. Hitchcock
Stock symbol
MINM
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/3/2023, 08:40 AM
Previous filing
Dec 16, 2021
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise +33.9K +1.9% 1.82M Dec 14, 2022 Direct F1
holding MINM Common Stock 12.4M Dec 31, 2022 By Zulu Holdings LLC
holding MINM Common Stock 3.32M Dec 31, 2022 By Hitchcock Capital Partners, LLC
holding MINM Common Stock 315K Dec 31, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MINM Restricted Stock Unit Options Exercise $0 -33.9K -100% $0.00* 0 Dec 14, 2022 Common Stock 33.9K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On December 14, 2021, the reporting person was granted 33,898 restricted stock units that vested on the first anniversary of the grant date.