Jeremy P. Hitchcock - 31 Dec 2022 Form 5 Insider Report for MINIM, INC. (MINM)

Role: Director, 10%+ Owner
Signature: /s/ Jeremy P. Hitchcock
Issuer symbol: MINM
Transactions as of: 31 Dec 2022
Net transactions value: $0
Form type: 5
Filing time: 03 Feb 2023, 08:40:18 UTC
Previous filing: 16 Dec 2021
Next filing: 05 Apr 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MINM	Common Stock	Options Exercise		+33,898	+1.9%		1,819,069	14 Dec 2022	Direct	F1
holding	MINM	Common Stock						12,379,252	31 Dec 2022	By Zulu Holdings LLC
holding	MINM	Common Stock						3,316,932	31 Dec 2022	By Hitchcock Capital Partners, LLC
holding	MINM	Common Stock						315,335	31 Dec 2022	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MINM	Restricted Stock Unit	Options Exercise	$0	-33,898	-100%	$0.000000^*	0	14 Dec 2022	Common Stock	33,898		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	On December 14, 2021, the reporting person was granted 33,898 restricted stock units that vested on the first anniversary of the grant date.