Christen E.J. Lee - 31 Dec 2022 Form 5 Insider Report for KKR Real Estate Finance Trust Inc. (KREF)

Role
Director
Signature
/s/ Vincent J. Napolitano, as Attorney-in-Fact
Issuer symbol
KREF
Transactions as of
31 Dec 2022
Net transactions value
-$573,024
Form type
5
Filing time
27 Jan 2023, 15:38:41 UTC
Previous filing
20 Dec 2022
Next filing
15 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KREF Common Stock Tax liability $573,024 -35,263 -12% $16.25 263,281 01 Oct 2022 Direct F1
holding KREF Common Stock 3,730 31 Dec 2022 See footnote F2
holding KREF Common Stock 5,000 31 Dec 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
F2 Held by the Reporting Person's spouse.
F3 Held by the Reporting Person's children.

Remarks:

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.