Cam Gallagher - 04 Jan 2023 Form 4 Insider Report for Ocuphire Pharma, Inc. (IRD)

Role
Director
Signature
/s/ Emily J. Johns, by Power of Attorney
Issuer symbol
IRD
Transactions as of
04 Jan 2023
Net transactions value
+$0.1574
Form type
4
Filing time
06 Jan 2023, 08:00:21 UTC
Previous filing
15 Nov 2022
Next filing
05 Jan 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCUP Common Stock Exercise of in-the-money or at-the-money derivative security $0.1574 +1,574 +6.7% $0.000100* 24,928 04 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCUP Series B Warrant (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -1,574 -100% $0.000000* 0 04 Jan 2023 Common Stock 1,574 $0.000100 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The expiration date of the Series B Warrants occurred on the later of (x) the Reservation Date (as defined in the Series B Warrants) and (y) the date on which the Series B Warrants has been exercised in full.