GEM Global Yield LLC SCS - 02 Nov 2022 Form 4 Insider Report for Quanergy Systems, Inc.

Role
10%+ Owner
Signature
GEM Global Yield LLC SCS /s/ Christopher F. Brown
Issuer symbol
N/A
Transactions as of
02 Nov 2022
Net transactions value
+$674,100
Form type
4
Filing time
14 Nov 2022, 16:52:30 UTC
Previous filing
05 Oct 2022
Next filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNGYQ Class A ordinary shares, $0.0001 par value per share Purchase $674,100 +630,000 +92% $1.07* 1,315,842 02 Nov 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

GEM Global Yield LLC SCS is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects a one-for-twenty reverse share split effected by the issuer on October 6, 2022.
F2 Consists of ordinary shares held directly by GEM Global Yield LLC SCS ("GEM Investor"). GEM Global Yield Fund LLC ("GEM GP") is the general partner of GEM Investor and Christopher F. Brown is the beneficial sole owner of GEM GP. In such capacities, GEM GP and Mr. Bown may be deemed to have indirect voting and dispositive power over the shares held by GEM Investor. GEM GP and Mr. Brown each disclaim beneficial ownership of the shares held by GEM Investor, except to the extent, if any, that they have a pecuniary interest in such shares.