Mark Adams - 20 Oct 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Role
President and CEO, Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Mark Adams
Issuer symbol
PENG
Transactions as of
20 Oct 2022
Net transactions value
-$1,525,745
Form type
4
Filing time
24 Oct 2022, 21:12:12 UTC
Previous filing
28 Sep 2022
Next filing
24 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Tax liability $181,285 -13,945 -1.4% $13.00 955,289 20 Oct 2022 Direct F1
transaction SGH Ordinary Shares Tax liability $135,928 -10,456 -1.1% $13.00 944,833 20 Oct 2022 Direct F2
transaction SGH Ordinary Shares Tax liability $1,208,532 -92,964 -9.8% $13.00 851,869 20 Oct 2022 Direct F3
holding SGH Ordinary Shares 19,640 20 Oct 2022 The Adams Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.
F2 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
F3 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share awards. No shares were sold.